Highlights

Michael Weiss is a senior executive with deep experience identifying process opportunities and solutions to mitigate business risk. He has led teams across multiple channels within the financial services industry, with responsibilities for both infrastructure and P&L.

Specialties

Strategic Business Analysis, Operational Reviews, Due Diligence, Compliance Platforms

Relevant Experience

  • Consulted within both buy side and sell side businesses providing strategic and tactical planning to optimize the intersection of technology and human capital. These included reorganizing workflow for an asset management firm, implementing new governance processes and implementing a real-time operations processing platform
  • Experienced in streamlining the operational impacts of regulatory changes and new technologies, including building collateral management systems, designing new advisor portals for data access and implementing new post-trade processes across international and institutional trading partners
  • Provided business leadership in wire house, independent, bank broker-dealers as well as investment advisory firms which required full reorganization of workflows and building change management processes. Integrated changes to increase operational transparency, cost reduction and increase profitability
  • Held domestic and international operational responsibilities for wealth management, capital market and retail businesses. Experienced in corporate and branch processing, risk management, administration, vendor technology analysis and clearing activities

Prior Positions Held

President and Chief Operating Officer – Joel Isaacson & Co.
President – Independent Financial Marketing Group
Senior Executive Vice President, COO – Golden Retirement Resources

 

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